Ready for SEC's Marketing Rule? Here's a Checklist

Financial Advisor IQ: Ready for SEC's Marketing Rule? Here's a Checklist

February 23, 2022

United States
United States
United States

In this article by Financial Advisor IQ, the firm's release of a compliance checklist for the SEC's new Marketing Rule for investment advisers is being featured. Eversheds Sutherland's Investment Services Team released the checklist to help investment adviser firms navigate the complexities of the new regulation for advertisements and other forms of marketing.  

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