Bad links, tiny notes: SEC warns advisors of marketing missteps

abstract closeup of a buildingabstract closeup of a building

Bad links, tiny notes: SEC warns advisors of marketing missteps

December 19, 2025

United States
United States
United States
Financial Planning

Partner Issa Hanna is quoted about a risk alert from the SEC addressing the agency’s marketing rule. Issa discusses some of the alert’s observations of common compliance deficiencies and comments on related enforcement trends.

"At its core, the marketing rule is an anti-fraud rule designed to prevent fraudulent marketing," Issa said. “… I think this is squarely within the four corners of what the Division of Enforcement has said they're going to be concerned about over the next four years."

The materials on the Eversheds Sutherland website are for general information purposes only and do not constitute legal advice. While reasonable care is taken to ensure accuracy, the materials may not reflect the most current legal developments. Eversheds Sutherland disclaims liability for actions taken based on the materials. Always consult a qualified lawyer for specific legal matters. To view the full disclaimer, see our Terms and Conditions or Disclaimer section in the footer. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Services

Industries

Key contacts

issahanna@eversheds-sutherland.com

Issa J. Hanna

Partner

New York, United States

Latest Insights

  • legal updates
  • legal updates
  • guides and reports
  • guides and reports

Latest News

  • firm news
  • firm news
  • firm news
  • client news

Latest Events

Building Image

legal updates

October 08, 2026

skyscrapers

legal updates

October 07, 2026

ma-2026-report-intro

guides and reports

October 07, 2026

ma-report-2026-part1

guides and reports

October 07, 2026

© Eversheds Sutherland 2026. All rights reserved. Eversheds Sutherland is a provider of legal and other services operating through various separate and distinct legal entities. For further information about these entities and Eversheds Sutherlands' structure please see the Legal Notice page of this website.

Eversheds Sutherland is the name and brand under which the members of Eversheds Sutherland Limited (Eversheds Sutherland (International) LLP and Eversheds Sutherland (US) LLP) and their respective controlled, managed and affiliated firms and the members of Eversheds Sutherland (Europe) Limited (each an "Eversheds Sutherland Entity" and together the "Eversheds Sutherland Entities") provide legal or other services to clients around the world. Eversheds Sutherland Entities are constituted and regulated in accordance with relevant local regulatory and legal requirements and operate in accordance with their locally registered names. The use of the name Eversheds Sutherland, is for description purposes only and does not imply that the Eversheds Sutherland Entities are in a partnership or are part of a global LLP. The responsibility for the provision of services to the client is defined in the terms of engagement between the instructed firm and the client. For further information about these Eversheds Sutherland Entities and Eversheds Sutherlands’ structure please see the Legal Notices page of this website.