SEC Warned of More Challenges to Its Regulatory, Oversight Work

SEC Warned of More Challenges to Its Regulatory, Oversight Work

November 08, 2024

United States
United States
United States
Financial Advisor IQ

Partner Clifford Kirsch speaks with Financial Advisor IQ about potential changes at The Securities and Exchange Commission given an imminent change in the US administration and in light of a recent report from the Office of the Inspector General that identified some obstacles facing the SEC’s work. Cliff noted that the agency might consider issuing a greater number of proposals based on preceding concept releases to create more meaningful opportunity for public comment.

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Clifford E. Kirsch

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